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Form EFFECT

What is it: Form EFFECT is a public declaration by the SEC that a company's registration statement has been accepted and can be publicly traded. It is also known as "notice of effectivness". A list of most recent notice of effectiveness can be found at www.sec.gov.

Filing Time: The morning after a filing is determined to be effective.

Related Form(s):
Form 3
Form S-1
Form 8-A
CERTNAS: Certification by the National Association of Securities Dealers (NASDAQ) Automated Quotation approving securities for listing.
CERTNYS: Certification by the National Association of Securities Dealers (NYSE) Automated Quotation approving securities for listing.
CERTAMX: Certification by the National Association of Securities Dealers (AMEX) Automated Quotation approving securities for listing.

Tips: Form EFFECT marks the successful completion of the review process on registration statement like Form S-1. It also comes with Form 3, which details the initial beneficial ownership of securities.