- Introduction
- Function Introduction
- Performance Monitor
- Fusion Hunter
- Quantitative Chart
- SEC Filing
- Insider Trading (Search by Ticker)
- Insider Trading (Search by Reporter)
- Insider Trading (Top Insider Trading)
- Institutional Holdings
- Investment Trends (Investment Company List)
- Investment Trends (Sector & Industry Sentiment)
- Investment Trends (Investment Company Sentiment)
- Investment Trends (Top Institutional Trading)
- Investment Trends (Top Institutional Hldg Change)
- Key Ratio Distribution
- Screener
- Financial Statement
- Key Metrics
- High Current Difference
- Low Current Difference
- Relative Strength Index
- KDJ
- Bollinger Bands
- Price Earnings Ratio
- Price to Book Value
- Debt Equity Ratio
- Leverage Ratio
- Return on Equity
- Return on Assets
- Gross Margin
- Net Profit Margin
- Operating Margin
- Income Growth
- Sales Growth
- Quick Ratio
- Current Ratio
- Interest Coverage
- Institutional Ownership
- Sector & Industry Classification
- Data Portal
- API
- SEC Forms
- Form 4
- Form 3
- Form 5
- CT ORDER
- Form 13F
- Form SC 13D
- Form SC 14D9
- Form SC 13G
- Form SC 13E1
- Form SC 13E3
- Form SC TO
- Form S-3D
- Form S-1
- Form F-1
- Form 8-k
- Form 1-E
- Form 144
- Form 20-F
- Form ARS
- Form 6-K
- Form 10-K
- Form 10-Q
- Form 10-KT
- Form 10-QT
- Form 11-K
- Form DEF 14A
- Form 10-D
- Form 13H
- Form 24F-2
- Form 15
- Form 25
- Form 40-F
- Form 424
- Form 425
- Form 8-A
- Form 8-M
- Form ADV-E
- Form ANNLRPT
- Form APP WD
- Form AW
- Form CB
- Form CORRESP
- Form DSTRBRPT
- Form EFFECT
- Form F-10
- Form F-3
- Form F-4
- Form F-6
- Form F-7
- Form F-9
- Form F-n
- Form X-17A-5
- Form F-X
- Form FWP
- Form G-405
- Form G-FIN
- Form MSD
- Form N-14
- Form N-18F1
- Form N-18F1
- Form N-30B-2
- Form N-54A
- Form N-8A
- Form N-CSR
- Form N-MFP
- Form N-PX
- Form N-Q
- Form TTW
- Form TA-1
- Form T-3
- Form SC 14F1
- Form SE
- Form SP 15D2
- Form SUPPL
- Form 10-12G
- Form 18-K
- Form SD
- Form STOP ORDER
- Form TH
- Form 1
- Form 19B-4(e)
- Form 40-APP
- Form 497
- Form ABS-15G
- Form DRS
- Form MA
- Form UNDER
- AI sentiment
- Access guide
- Academy
- Term of service
- GDPR compliance
- Contact Us
- Question Center
| Font Size: |
Form 1-E
What is it: Form 1-E is filed by small business investment company and business development company to claim Regulation E exemption. Regulation E allows the exemption of securities issued by small business companies from registration, so long as the aggregate offering price of all securities of a issuer does not exceed $5,000,000 within a 12-month period. Form 1-E requires information including management team of the issuer; events making the exemption unavailable; jurisdictions in which securities are to be offered; unregistered securities issued or sold within one year, etc.
Filing Time:
Related Form(s):
Form 2-E: Small business company with Regulation E exemption is required to file Form 2-E semi-annually to disclose offering status.
Form D
Tips: Less than 10 Form 1-E are filed each year (2008~2014 statistics).