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Data last updated 2024-11-27 09:07:30 -0600 US CDT
Insider Sentiment
| Company Name | Sector | Industry | Shares Outstanding(Mil) | 52-week High/Low | Period | Acq/Dsp Transaction Countb | Ids/Sec/Mkt Quantc | Acq/Dsp Shares Amountb | Acq/Dsp PctSOd |
|---|---|---|---|---|---|---|---|---|---|
| Upstart Holdings, Inc. | Finance | Consumer Finance Services | 91.23 |
20.6
86.1
78.4
|
3-month |
0 / 34
|
|
0 / 529619
|
0.0 / 0.6 |
| 6-month |
0 / 61
|
|
0 / 722883
|
0.0 / 0.8 |
Data last updated 2024-11-27 07:14:16 -0600 US CDT
Major Shareholders
| Shareholder | Relation | Report Date | Holding Pct | Sharesa | Shares(Previous Report Date)a | Transactions (3 month)b | Transactions (6 month)b |
|---|---|---|---|---|---|---|---|
| Girouard Dave | CEO | 2024-11-22 | 11.8% | 10744955 (0.0%, 0.0%) | 10749329 (2024-11-19) |
C: 0 / 3
S: 0 / 87708 P: NA / 65.5 |
C: 0 / 4
S: 0 / 91069 P: NA / 64.5 |
| Loeb Daniel S | See Footnote (1) | 2021-12-03 | 8.9% | 8100000 (-12.8%, NA%) | 9300000 (2021-11-26) | ||
| Gu Paul | Chief Technology Offier | 2024-11-22 | 0.9% | 863065 (-1.7%, -1.7%) | 878565 (2024-11-19) |
C: 0 / 6
S: 0 / 211714 P: NA / 54.87 |
C: 0 / 12
S: 0 / 312778 P: NA / 47.91 |
| Nicoll Alison | General Counsel and Secretary | 2022-06-28 | 0.5% | 412983 (0.0%, NA%) | 412983 (2022-06-10) | ||
| Datta Sanjay | Chief Financial Officer | 2024-11-22 | 0.3% | 310974 (-5.5%, -10.4%) | 329593 (2024-11-20) |
C: 0 / 13
S: 0 / 36619 P: NA / 59.41 |
C: 0 / 26
S: 0 / 70424 P: NA / 47.3 |
| Darling Scott | Chief Legal Officer | 2024-11-22 | 0.2% | 150781 (-4.0%, -13.2%) | 157171 (2024-11-05) |
C: 0 / 7
S: 0 / 179108 P: NA / 47.98 |
C: 0 / 11
S: 0 / 228298 P: NA / 45.76 |
| Singh Cassidy Sukhinder | Director | 2024-06-03 | 0.0% | 28270 (41.4%, NA%) | 19992 (2024-01-12) | ||
| O'kelly Ciaran | Director | 2024-06-03 | 0.0% | 26761 (44.8%, NA%) | 18483 (2024-01-12) | ||
| Cooper Kerry Whorton | Director | 2024-06-03 | 0.0% | 26739 (44.8%, NA%) | 18461 (2024-01-12) | ||
| Terry Hilliard C. Iii | Director | 2024-06-03 | 0.0% | 26642 (45.1%, NA%) | 18364 (2024-01-12) | ||
| Hentges Mary | Director | 2024-06-03 | 0.0% | 25733 (47.4%, NA%) | 17455 (2024-01-12) | ||
| Huber Jeff | Director | 2024-06-03 | 0.0% | 24815 (50.1%, NA%) | 16537 (2024-01-12) |
a Total of direct and indirect accounts with percentage change comparing with (previous report, 3 months ago). The latter is NA when no change was found in the last 3 months.
Notice: Shares amount and percentage change 1) do not reflect intraday conversion and execution of derivative securities. 2) may subject to correction on amendment filing.
b Vital&Spontaneous transactions of the past 3 and 6 months, respectively. For acquisitions, code P (open market purchase), L (small acquisition), and I (at discretion of broker) are counted. For dispositions, code S (open market sell), D (sell back to issuer) and I (at discretion of broker) are counted. "C:" count of number of transactions. "S:" shares amount involved in corrresponding transactions. "P:" average per share price of the transactions (for reference only). Horizontal bar chart denotes shares amount of acquisitions and dispositions. Black thin bar is fixed size ruler for easy comparison between reporters.
c Quantile value of transaction count in b among industry peers, sector peers, and the market, respectively.
d Percentage of transaction shares amount to shares outstanding.
Notice: red exclamation mark (!) represents the reporter has Form 4 amendment filings in the latest three reports.
Non-derivative Transactions Chart
Tips: Click legend to show single series Click any bar to highlight corresponding transaction records
what is this?
Non-derivative Transactions Table
CSV download
Tips: Click legend to show single series Click any bar to highlight corresponding transaction records what is this?
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Tips: type "code_p" to show transactions with code "P".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-22 | 2024-11-20 | 2024-11-20 | 4 | Datta Sanjay | CHIEF FINANCIAL OFFICER | dsp | 18619.0 | 5.65 | 2.04 | 69.82 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code S | 310974.0
|
91.23 (UPST) |
| 2024-11-22 | 2024-11-20 | 2024-11-20 to 2024-11-21 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 36714.0 | 4.08 | 4.02 | 72.83 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code S | 863065.0
|
91.23 (UPST) |
| 2024-11-22 | 2024-11-20 | 2024-11-21 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | acq | 21214.0 | 2.4 | 2.33 | 1.17 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code M | 884279.0
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91.23 (UPST) |
| 2024-11-22 | 2024-11-20 | 2024-11-20 | 4 | Mirgorodskaya Natalia | SEE REMARKS | dsp | 1511.0 | 7.02 | 0.17 | 69.85 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code S | 20007.0
|
91.23 (UPST) |
| 2024-11-22 | 2024-11-20 | 2024-11-20 | 4 | Girouard Dave | CEO | dsp | 4374.0 | 7.11 | 0.48 | 69.79 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code S | 57138.0
|
91.23 (UPST) |
| 2024-11-22 | 2024-11-20 | 4 | Girouard Dave | CEO | holding | 8342701.0 | 0 | 914.49 | 0.0 | 2008 D | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-22 | 2024-11-20 | 4 | Girouard Dave | CEO | holding | 546501.0 | 0 | 59.9 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-22 | 2024-11-20 | 4 | Girouard Dave | CEO | holding | 126057.0 | 0 | 13.82 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-22 | 2024-11-20 | 4 | Girouard Dave | CEO | holding | 1000000.0 | 0 | 109.62 | 0.0 | David J Girouard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-22 | 2024-11-20 | 4 | Girouard Dave | CEO | holding | 546501.0 | 0 | 59.9 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-22 | 2024-11-20 | 4 | Girouard Dave | CEO | holding | 126057.0 | 0 | 13.82 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-22 | 2024-11-20 | 2024-11-20 | 4 | Darling Scott | CHIEF LEGAL OFFICER | dsp | 6390.0 | 4.07 | 0.7 | 69.84 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code S | 150781.0
|
91.23 (UPST) |
| 2024-11-20 | 2024-11-18 | 2024-11-18 | 4 | Datta Sanjay | CHIEF FINANCIAL OFFICER | dsp | 1500.0 | 0.45 | 0.16 | 68.56 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code S | 329593.0 | 91.23 (UPST) |
| 2024-11-19 | 2024-11-15 | 2024-11-15 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | acq | 65000.0 | 6.89 | 7.13 | 1.17 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code M | 943565.0
|
91.23 (UPST) |
| 2024-11-19 | 2024-11-15 | 2024-11-15 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 65000.0 | 6.89 | 7.13 | 66.58 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code S | 878565.0
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91.23 (UPST) |
| 2024-11-19 | 2024-11-15 | 4 | Girouard Dave | CEO | holding | 126057.0 | 0 | 13.82 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-19 | 2024-11-15 | 4 | Girouard Dave | CEO | holding | 546501.0 | 0 | 59.9 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-19 | 2024-11-15 | 4 | Girouard Dave | CEO | holding | 546501.0 | 0 | 59.9 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-19 | 2024-11-15 | 4 | Girouard Dave | CEO | holding | 1000000.0 | 0 | 109.62 | 0.0 | David J Girouard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-19 | 2024-11-15 | 4 | Girouard Dave | CEO | holding | 8342701.0 | 0 | 914.49 | 0.0 | 2008 D | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-19 | 2024-11-15 | 4 | Girouard Dave | CEO | holding | 126057.0 | 0 | 13.82 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-19 | 2024-11-15 | 2024-11-15 | 4 | Girouard Dave | CEO | acq | 41667.0 | 40.38 | 4.57 | 0.83 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code M | 103179.0 | 91.23 (UPST) |
| 2024-11-19 | 2024-11-15 | 2024-11-15 | 4 | Girouard Dave | CEO | dsp | 41667.0 | 40.38 | 4.57 | 65.41 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code S | 61512.0
|
91.23 (UPST) |
| 2024-11-13 | 2024-11-11 | 2024-11-11 | 4 | Datta Sanjay | CHIEF FINANCIAL OFFICER | dsp | 1500.0 | 0.45 | 0.16 | 79.54 | Direct | Common Stock | UPSTART HOLDINGS, INC. | code S | 331093.0 | 91.23 (UPST) |
| 2024-11-12 | 2024-11-08 | 4 | Girouard Dave | CEO | holding | 546501.0 | 0 | 59.9 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-12 | 2024-11-08 | 4 | Girouard Dave | CEO | holding | 1000000.0 | 0 | 109.62 | 0.0 | David J Girouard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-12 | 2024-11-08 | 4 | Girouard Dave | CEO | holding | 126057.0 | 0 | 13.82 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-12 | 2024-11-08 | 4 | Girouard Dave | CEO | holding | 126057.0 | 0 | 13.82 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-12 | 2024-11-08 | 4 | Girouard Dave | CEO | holding | 546501.0 | 0 | 59.9 | 0.0 | Tristen Baird Willard | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) | ||
| 2024-11-12 | 2024-11-08 | 4 | Girouard Dave | CEO | holding | 8342701.0 | 0 | 914.49 | 0.0 | 2008 D | Common Stock | UPSTART HOLDINGS, INC. | NA | 91.23 (UPST) |
Derivative Transactions Chart
Tips: Click legend to show single series Click any bar to highlight corresponding transaction records
what is this?
Derivative Transactions Table
Tips: Click legend to show single series Click any bar to highlight corresponding transaction records what is this?
|
|
Tips: type "code_m" to show transactions with code "M".
| Filing Date | Transaction Date | Operation Date | Original Filing | Reporter | Relation | Opr | Amounta | %(Owned)b | ‱(SO)c | Avg Prcd | Account | Type | Full Name | Code | Remain | Shares Outstanding (Million)e |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-11-22 | 2024-11-20 | 2024-11-21 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 21214.0 | 8.84 | 2.33 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 218786.0
|
91.23 (UPST) |
| 2024-11-19 | 2024-11-15 | 2024-11-15 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 65000.0 | 93.41 | 7.13 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 4583.0
|
91.23 (UPST) |
| 2024-11-19 | 2024-11-15 | 2024-11-15 | 4 | Girouard Dave | CEO | dsp | 41667.0 | 3.44 | 4.57 | 0.83 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 1168411.0 | 91.23 (UPST) |
| 2024-11-12 | 2024-11-08 | 2024-11-08 | 4 | Girouard Dave | CEO | dsp | 41667.0 | 3.33 | 4.57 | 0.83 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 1210078.0 | 91.23 (UPST) |
| 2024-11-05 | 2024-11-01 | 2024-11-01 | 4 | Darling Scott | CHIEF LEGAL OFFICER | dsp | 16019.0 | 6.35 | 1.79 | 13.22 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 236091.0
|
89.51 (UPST) |
| 2024-10-15 | 2024-10-11 | 2024-10-11 to 2024-10-14 | 4 | Darling Scott | CHIEF LEGAL OFFICER | dsp | 95000.0 | 27.37 | 10.61 | 13.22 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 252110.0
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89.51 (UPST) |
| 2024-10-15 | 2024-10-11 | 2024-10-11 to 2024-10-14 | 4 | Mirgorodskaya Natalia | CORPORATE CONTROLLER | dsp | 5000.0 | 100.0 | 0.56 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 0.0
|
89.51 (UPST) |
| 2024-10-15 | 2024-10-14 | 2024-10-14 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 20000.0 | 80.0 | 2.23 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 5000.0 | 89.51 (UPST) |
| 2024-10-08 | 2024-10-04 | 2024-10-04 | 4 | Darling Scott | CHIEF LEGAL OFFICER | dsp | 1300.0 | 0.37 | 0.15 | 13.22 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 347110.0 | 89.51 (UPST) |
| 2024-10-08 | 2024-10-04 | 2024-10-04 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 8800.0 | 26.04 | 0.98 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 25000.0 | 89.51 (UPST) |
| 2024-10-03 | 2024-10-01 | 2024-10-01 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 36200.0 | 51.71 | 4.04 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 33800.0 | 89.51 (UPST) |
| 2024-10-03 | 2024-10-01 | 2024-10-01 | 4 | Darling Scott | CHIEF LEGAL OFFICER | dsp | 6200.0 | 1.75 | 0.69 | 13.22 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 348410.0 | 89.51 (UPST) |
| 2024-09-05 | 2024-09-03 | 2024-09-03 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 45000.0 | 39.13 | 5.03 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 70000.0
|
89.51 (UPST) |
| 2024-09-05 | 2024-09-03 | 2024-09-03 | 4 | Darling Scott | CHIEF LEGAL OFFICER | dsp | 7500.0 | 2.07 | 0.84 | 13.22 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 354610.0 | 89.51 (UPST) |
| 2024-09-05 | 2024-09-03 | 2024-09-03 | 4 | Mirgorodskaya Natalia | CORPORATE CONTROLLER | dsp | 5000.0 | 50.0 | 0.56 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 5000.0 | 89.51 (UPST) |
| 2024-09-03 | 2024-08-29 | 2024-08-29 | 4 | Mirgorodskaya Natalia | CORPORATE CONTROLLER | dsp | 2000.0 | 100.0 | 0.22 | 0.43 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 0.0 | 89.51 (UPST) |
| 2024-09-03 | 2024-08-29 | 2024-08-29 | 4 | Darling Scott | CHIEF LEGAL OFFICER | dsp | 30000.0 | 7.65 | 3.35 | 13.22 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 362110.0 | 89.51 (UPST) |
| 2024-08-21 | 2024-08-19 | 2024-08-19 | 4 | Darling Scott | CHIEF LEGAL OFFICER | dsp | 15000.0 | 3.68 | 1.68 | 13.22 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 392110.0 | 89.51 (UPST) |
| 2024-08-21 | 2024-08-19 | 2024-08-19 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 10000.0 | 27.88 | 1.12 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 25864.0 | 89.51 (UPST) |
| 2024-08-19 | 2024-08-15 | 2024-08-15 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 35000.0 | 49.39 | 3.91 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 35864.0 | 89.51 (UPST) |
| 2024-08-09 | 2024-08-07 | 2024-08-07 | 4 | Darling Scott | CHIEF LEGAL OFFICER | dsp | 7500.0 | 1.81 | 0.84 | 13.22 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 407110.0 | 89.51 (UPST) |
| 2024-08-09 | 2024-08-07 | 2024-08-07 | 4 | Mirgorodskaya Natalia | CORPORATE CONTROLLER | dsp | 2500.0 | 55.56 | 0.28 | 0.43 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 2000.0 | 89.51 (UPST) |
| 2024-07-17 | 2024-07-15 | 2024-07-15 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 10000.0 | 12.37 | 1.14 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 70864.0 | 87.88 (UPST) |
| 2024-07-15 | 2024-07-11 | 2024-07-11 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 10000.0 | 11.01 | 1.14 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 80864.0 | 87.88 (UPST) |
| 2024-07-03 | 2024-07-01 | 2024-07-01 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 5000.0 | 5.22 | 0.57 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 90864.0 | 87.88 (UPST) |
| 2024-06-05 | 2024-06-03 | 2024-06-03 | 4 | Gu Paul | CHIEF TECHNOLOGY OFFIER | dsp | 15000.0 | 13.53 | 1.71 | 1.17 | Direct | Employee Stock Option (Right To Buy) | UPSTART HOLDINGS, INC. | code M | 95864.0 | 87.88 (UPST) |
Form 3 CSV download
| Filing Date | Date requiring statement | Form Type | Reporter | Relation | Amounta | ‱(SO)c | Avg Excercisable Prcd | Account | Type | Full Name | Shares Outstanding (Million)e |
|---|
a Sum of same type of securities in the form
b Relative to reporter's shares owned before (disposition) or after (acquisition) operation
c Relative to issuer's shares outstanding (1/10000)
d Average price for securities of the same type. Check the original form for detailed prices of multiple transactions
e Documented shares outstanding closest to the transaction date
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